What’s wrong with Badiou I: Mathematical Fragments (1)

2007 December 2
by Alexei

badiou-phi.jpgThe difference between philosophical insight and philosophical nullity is a perspectival difference of about 15 degrees.

In a previous post on style in philosophy, I mentioned that I am — and remain — unimpressed with Badiou’s work. Though, in fairness, I ought to restrict this claim: I remain unimpressed with Badiou’s Being and Event. Now, there are two basic reasons for my reaction: first, I suspect that his work here — and here I should add, insofar as I understand him — is nothing more, and certainly nothing newer than a Transcendental Philosophy.* We need not worry whether ‘transcendental’ designates Kant’s conception of it, Fichte’s, or even that of Husserl’s (or even Lacan’s); for the moment, since I plan to write something on precisely the kind of transcendentalism involved in Badiou’s project, it suffices to say that the task Badiou sets himself remains an inquiry into conditions for the possibility of thought and action, which operates according to a twofold philosophical procedure: in its first moment, he proceeds to explicate a metaphysical structure; in its second moment, and by way of a regressive — one might say even say ’subtractive’ — analysis, his argument foregrounds the conditions that underwrite the previous structure and that legitimate it. Indeed, his invocation of ‘meta’ (as in metaontological), signals precisely such a shift. Moreover, even his appeal to the formalism of set-theory — much like Lacan’s appeal to another kind of mathematical formalism — has it’s roots in the Kantian system, which takes (as we know) a certain formal conception of physics as its base, and tries to regressively articulate the underlying, properly philosophical significance of such a conception for thinking and action in general (A quick glance at Kant’s discussion of the Transcendental and Mathematical uses of Reason [B733/A705-B765/A737] will confirm this). In Badiou’s terminology, then, and despite his glib remark on Kant (Introduction, p. 12), which indicates just how far into The Critique of Pure Reason Badiou managed to penetrate, transcendental philosophy is always conditioned on Mathematics. Indeed, this was one of the insights of the Neo-Kantians.

Second — and this is the issue I want to address here — Badiou’s Math appears to be rather sloppy, and — even worse — misleading. Before I continue, however, I should issue two caveats: First, while I do have a background in mathematical logic (from a previous philosophical incarnation), it’s been a number of years since I’ve actively engaged with “mathematico-logical” philosophy in any direct way. Simply put, I’m rusty. So it may be the case that I’ve inadvertently fudged something. If someone sees anything like this, please point it out! Second, some of the mathematical sloppiness may not be Badiou’s fault: there’s something about the translator’s struggle with Badiou’s mathematical terminology that is highly unsatisfactory — and that isn’t going to be solved by glancing at the original French, since the problem is not one of fidelity to Badiou’s text, but rather with how mathematical terminology in English relates to that of French. My honest position on the matter, for which I will give examples, is that the English translator did not check the consistency of his translation against the contemporary English mathematical vocabulary. And this hinders, I think, the comprehensibility of Badiou’s text. For example, on page 50 of Being and Event (”Technical Note: Conventions of Writing”), where Badiou introduces some of the logical signs and operations that are essential to his work, we find the following:

the relations [to be used in the following] are = (equality),” which “always link[s] two variables: α = β, which reads ‘: α is equal to β’

Now there is no logical language which uses the sign, ‘=’ in the sense of ‘equals.’ To do so is actually fatal, since it conflates identity with equality, or equivalence. Here’s a quick example to differentiate the two: Let A stand for the letter ‘A,’ and let B stand for the letter ‘B’. Now, A and B can be shown to be equivalent to one another because they possess a property that is reflexive, symmetric and transitive (namely being a letter in the English alphabet).** But they are in no way Identical — AB. Equality, in point of fact, is nothing different than equivalence. But Badiou uses the sign ‘‘ to denote equivalence. So ‘=’ must denote Identity, despite its translation.

This potentially misleading translation, however, is not the end of the slippage in technical semantics, since ‘.’ is a bi-implication, whose logical field is slightly different than what we typically — again in logic — mean by equivalence (which is usually denoted by ‘‘). That is to say, whereas bi-implication denotes a necessary and sufficient condition (an “if and only if” clause), but does not define this condition, equivalence precisely defines the condition(s) under which two ‘things’ (objects, elements, multiplicities, whatever) are equivalent because equivalence establishes and explicates some relationship between relata. If this point is not kept in mind, some of Badiou’s formulations are actually nonsensical.

A Second example of translation-problems can be found in Appendix 6 (459-460), where the translation speaks of “Recurrence on the Length of Formulas.” Maybe it’s just a quirk of my own education, but I have never heard ‘Recurrence’ used as a technical term in Mathematical logic. “Recursion,” “Recursive definition,” “Recursively denumerable” ? Sure. But Recurrence? — Never. Now, While I’m willing to admit that (1) I was never cut out to be a logician, a philosopher of Math, and certainly not a mathematician, and (2) my knowledge of mathematical logic is limited (I got up to the Gödel incompleteness theorems, and promptly quit), from which it follows that there may indeed be some kind of technique or property called ‘recurrence’ that I simply never encountered. But such a worry, however, is immediately dispelled when I realized that what Badiou actually describes is a very basic proof technique: Mathematical induction (based on the degree of a formula). Here, I can think of no mitigating circumstance for this translation. It’s just plain bad.

So, all this to say that one must be doubly careful with Being and Event’s ‘Mathy’ parts, since there’s a translation problem, which seems to make the text less than reliable. And this problem isn’t solved simply by consulting the original French

If it were only a problem of misleading terminology, however, the problem could be easily fixed — Badiou does, after all, provide us with the appropriate formalism. But, because Badiou parcels his formulae in a manner that obscures some of the fundamental background presuppositions of set-theory, even these aren’t as clear as they should be. In other words, because crucial bits of information are not conveyed when they need to be (in particular the Universe of Discourse which delimits the range of quantification), even the formalism is wonky. Specifically, the distinction that Badiou wishes to draw between “supposed existence” and “implied existence” (see Being and Event 45f), relies upon the fact that the boundaries of quantification have already been drawn (by the Universe of Discourse, Badiou’s ‘regime of the count?’ his ’situation”?). This ambiguity manifests itself in the slippage of his use quantification, which speaks against his basic conception of the multiple: sometimes a multiple is quantified over (and thereby treated as multiple) and sometimes a multiple is treated as a constant, as an individual. Consider the following paragraph:

Using the metaphor of elements — itself a perpetually risky substantialization of the relation of belonging — the axiom [of union] is phrased as such: for every set, there exists the set of the elements of the elements of that set. That is, if α is presented, a certain β is also presented to which all the δ’s belong which also belong to some γ which belong to α. In other words: if γ∈α and δ∈γ, there exists a β such that δ∈β. The Multiple β gathers together the first dissemination of α, that obtained by decomposing into multiples of multiples which belong to it, thus un-counting α:

(∀α)(∃β)[(δ∈β) (∃γ)[(γ∈α) & (δ∈γ)]]

In the first instance, while I can understand Badiou’s worry about ’substantializations,’ there is no metaphorical register here. Insofar as δ remains free (not bound by a quantifier), one must treat it as an individual, as an element. Whether a finer analysis will show that δ is in fact a multiple itself is besides the point (indeed, as far as I understand him, Badiou never address the axioms of multiple construction, which delimit multiples in relation to their predicate structures). Here, within the axiom scheme — and not an axiom! — δ is nothing less than a individual, however indeterminate it may be. Perhaps the easiest way to understand what’s at stake here is by alluding to the grammar of a natural language: the subject-position of a sentence need not be an individual per se, but within the context of a given assertion, what occupies a subject position is an individual. Here too, from a set-theoretical perspective δ is an individual, an element. And unless the strictures for its construction are given, unless that conditions for its satisfaction are clear, and until it is quanitified, δ remains an individual. Moreover, one view of set-theory actually asserts that there are Urelementen — primordial, atomic individuals — from which set-theory is developed, and Badiou nowhere addresses this issue — even where his own formalism leaves open the possibility. Furthermore, this latter theory is equally consistent with ZF Theory with the axiom of choice

But now I’ve expended more time here than I had allotted myself. So I have to leave off here. With luck I’ll be able to complete this soon.

*I’m tempted to say that the only hope we have for a system is through the strictures of transcendental philosophy; but that’s a very long and tangential story.

** The actual proof involves constructing something called equivalence classes (or, if memory serves, Henke-sets), to which A and B respectively belong. While the members of each respective class remain non-identical to one another, the classes to which they belong are equivalent. Equivalence, we might say, is a ’soft-core’ kind of identity.

19 Responses leave one →
  1. 2007 December 2

    shahar is reading Being and Event and he’s not impressed either – i’m sure he’ll be interested in seeing your post…

  2. 2007 December 2
    Alexei permalink

    I guess the big disappointment for me, Mikhail, is that, on the one hand, the mathematical elements are forced in a rather inelegant way to make a rather straightforward point, which doesn’t seem to need the math in the first place. And, on the other hand, Badiou has a way of expressing things that obfuscate, rather than clarify things for me. I must have read and re-read the first chapter half a dozen times before i could figure out what he was trying to get at. So far — I haven’t yet finished the book — I get the impression that Badiou has inherited one of the worst characteristics of system philosophy, which reach back at least as far as Cusanus, and are (bizarrely) also present in Rosenzweig: the need to put everything one has half a handle on into one book. The question is whether it’s all necessary. Indeed, whether there isn’t a more elegant, more minimal, mode of presentation. have no idea, for instance, what Lacan contributes to Badiou’s discussion.

    But maybe I should wait for Shahar before I give away all of my beefs

  3. 2007 December 2

    i see – i have the book but i have only looked at it a couple of times – personally, i always go for the elegance and style in the argument and i am likely to agree with someone even if i am not entirely persuaded – i’m reading Catherine Malabou’s Future of Hegel again (i read through it quickly without much engagement when i bought it last year) and she strikes me as a very good writer even if i’m not entirely sure about her argument so far – i’m using Deleuze/Guattari’s What Is Philosophy? in my intro to philosophy classes (usually as a last text) and i’m very fond of their idea of philosophy dealing with creating concepts which in a sense makes a philosophical argument “beautiful/ugly” rather than “true/false” – from what i gather about Badiou, his concepts are “ugly” if one can put it that way…

  4. 2007 December 3
    Alexei permalink

    I actually quite like Deleuze’s What is Philosophy?, Mikhail, even if I don’t share, point-by-point, his conception of philosophy (for my part, I tend to prefer the methaphorics of ’shattering of vessels’ — with all of its Utopian and redemptive connotations — to the the idea of creation (of concepts). In point of fact, I tend to think that his image of the philosopher (eyes bloodshot and tired, body weary and alone) is more or less correct. But I also think that it is precisely this image that needs to be shattered. Rather than being, as it were, the creation ex post festum, I would like to see thinking arise out of its situation, here and now.

    But this aside, I don’t necessarily want to suggest that Badiou has created false concepts, by suggesting that his precise mode of presentation is unbecoming because it is too vague at points (i.e. he leaves out various ambient considerations that are fundamental), too ungainly (i.e. tries to pull too much together) and that, therefore what I deem ‘argumentatively ugly’ = ‘bad philosophy’ (or some other equivalent. That would be too easy – and I would have to reject about 99% of al philosophy (that I like) on that basis. I’m just not convinced that there isn’t a more economical way to make the point Badiou is after (which is to say that ‘presentation’ admits of a multiplicity in a way that undermines Badiou’s need to appeal to set-theory). Or to put the matter in Fregean terms, I wonder whether there are not many distinct Sinne that bring us to the same Bedeutung as Badiou’s.

    So the problem of elegance becomes, for me at least, a question of economy of presentation and directness of proof. It’s a question of rigour, depth, and force. For, as we know, baroque proofs admit of more counter-examples, more objections, more mistakes, than direct ones. They are less compelling. And that’s pretty much how I feel about Badiou. I should say, however, that my evaluation is provision, and I need to see how things progress before committing myself entirely to it. It may well turn out that my problems stem from the fact that all of the “elements” that Badiou’s is trying to synthesize have yet to appear.

  5. 2007 December 4

    Alexei, this is a very interesting response to Badiou. As usual, I can’t give it the response it deserves right now (end of term stuff, grading etc.)–but I do plan to post something about my monotonous, but strangely compelling experience of reading Badiou soon.

    Anyway, one problem I keep having as well with Being and Event (I’m well into it now) is why make use of axiomatic set theory at all, however, I don’t know quite enough about set theory to answer that. Badiou’s basic thesis–ontology manifests the “situation” wherein the pure multiple (the very ground of all presentation) can be given–would have use believe that we need set theory because it allows us to “one-ify” presentation/the One/Sets/situation so that multiplicity is implied, but not “solidified.” Thus, it is set theory that allows us to think pure multiplicity without domesticating it into an object, a referent, etc. Anyway, quickly, the question I’ve been asking myself is something like this: is there any good reason to accept the axioms Badiou begins to lay out in Meditation 5 (extension, subsets, separation, replacement, the void, foundation, infinite, choice)as a way,the only way, to present inconsistency? Just because Badiou says its so, I’m not sure it makes it so (I had a similar problem when I first read Levinas a long time ago). That said, I am looking forward to reading the “event” component to Being and Event…

  6. 2007 December 4

    Btw, you mentioned something about Rosenzweig deploying things he didn’t have a clear grasp on. I’d be interested in hearing more about what you meant by that aside at some point when you had a moment, of course.

  7. 2007 December 5
    Alexei permalink

    Sorry for the delay in responding Shahar — Christmas Shopping and a spotty internet connection have made it difficult to keep up. I’m writing this one the fly, with only a few moments to spare, so if I miss something or I am not as clear as I should be, you have my apologies.

    Anyway, Badiou’s insistence on Set-Theory troubles me as well. And I’m not sure I’ve come across a definitive answer from him yet. My feeling is that Badiou insists on it in the same manner as an invalid leans on a crutch: it provides a certain stable support for moving forward. Consider his remarks in the Introduction (p. 15):

    If the establishment of the thesis ‘mathematics is ontology’ is the basis of this book, it is in no way its goal. [...] but its function is to introduce specific themes of modern philosophy, particularly — because mathematics is the guardian of being qua being — the problem of ‘what-is-not-being-qua-being.’

    That is to say, I think, since Badiou takes mathematics to be ontology, which isn’t really all that crazy (what is string-theory, but a math + an interpretation of it, or most of quantum theory?), and since the classical project of founding a unified ‘Science’ (in the Hegelian sense, I think) attempts to ground mathematics on logic, and then logic on set theory, it would seem that a systematic Metaphysics ought to begin with what founds its conceptual and argumentative operations, i.e. makes presentation possible.

    But his choice of ZF set-theory (+ the axiom of choice) is totally arbitrary, I think. There are a number of set-theories out there, some of which are more robust. And I have yet to see him defend his choice. Moreover, as I’ve mentioned above, one can’t responsibly discuss individual axioms in the manner that Badiou does. IN fact, it’s not uncommon to present the axioms of ZF theory as a single axiom scheme. Simply put, one concatenates all of the axiom schemes so as to form something like a ’super axiom.’ And this is legitimate since definitions and axioms in a formal system are nothing less than mnemonic devices — ‘abbreviations’ — for various modes of thinking or inference.

    As for the axioms themselves, he quotes them correctly, though he really forces his interpretation. The major point of contention, which I’m trying to work up into something more articulate, is that Badiou’s conception of a set-qua-multiple seems to imply that each set is effectively well-ordered. Simply put, he seems to think that a multiple possesses a certain well defined internal structure (on this point cf. Meditation 7, and his discussion of the depth of the powerset axiom). Now such a supposition isn’t right. What the Powerset axiom indicates is that given an amorphous collection of ‘whatevers’(and here I lodge another complaint against Badiou: he has no right to say ‘multiple’ since that is to effectively prejudge what can be collected into a set) there exist a distinct set of possible orderings of them. But It’s hard to reconcile Badou’s talk of the multiple (which always — but always — seems to presuppose a certain structuration) with the idea that for any unordered collection of whatevers there is a collection of their possible orderings.

    But this aside, given certain restrictions, the various consistent set-theories, and the logics they supposedly found, are all functionally isomorphic. i.e., in terms of processes and effects, they are exactly the same. So it really doesn’t matter whether Badiou uses ZF set theory, Quine’s set-theory, or the first order predicate calculus, they ‘found’. All logical roads lead to Rome.

    As for my comment about Rosenzweig, I didn’t want to suggest that he didn’t have a handle on what he was writing, but that he too relies on a particular mathematization (the differential from calculus). And I was speculating that perhaps any thinking that aspires to be a system seems to take its inspiration from math. (Rosenzweig uses the Differential for nearly the same reason that Badiou invokes the void: both make possible the presentation of something that is generated from the infinitely inconsistent Nothing).

  8. 2007 December 9
    John permalink

    I came across a conference link that might be on interest to Badiou lovers ‘n’ haters.

    http://www.arts.cornell.edu/trg/conf2008.html

    Sorry of you’ve seen it already.

  9. 2007 December 9
    Alexei permalink

    Thanks for the tip, John. The conference looks very promising!

    Cheers

  10. 2009 June 24
    kvond permalink

    Alexei,

    You may find this little paper/introduction of interest as it cross-sections some of the points you raised.

    (I haven’t followed your development of Badiou and set theory if it went beyond this post. Please do link me forward if you have more.)

    http://topoi.net/pdf/Badiou-%20a%20philosophy%20of%20sets.pdf

  11. 2009 June 24

    Thanks for the link, Kevin. I’ll definitely have a look.

    This stub of an engagement with Badiou is all I’ve ever written on him, actually. Now that it’s fashionable around these parts to say so, I feel a little embarrassed to admit it, but I never found his work to be terribly compelling. So, after reading Being and Event, I left off. I didn’t find see any productive way to engage with his work.

  12. 2009 June 24
    kvond permalink

    I have agreed Alexei, in particular it seems in generalizing about just how “set” does or does not connect to the actual world. But I have come around the back door to Badiou, realizing the there is actually a heritage to this question of sets in the figure of Cantor. I did not realize it, but Cantor was quite engaged with Spinoza, and one might argue that his Set Theory was spun out of this engagment.

    Recently I have been looking into the status of mathematical knowledge in Spinoza and have come to realize that his take on Infinities may be central to establishing this. While I still find Badiou’s reading of Sets a great analogy due to the positive sense he gives them as defining situations (complete with Lacanian influence), Spinoza seems to have asserted something like “There are no finite sets” which makes Badiou’s position perhaps more interesting to someone like me.

  13. 2009 June 24

    Cantor is an immensely interesting figure — his proofs are so elegant that they border on nonsense. The first time I looked at the diagonalization proofs for cardinality, for instance, I thought it was crazy. Drawing a diagonal line one way leads to countability, drawing it the other way to non-countability. Absurd! Of course, I’m not particularly mathematically inclined, and I’m certainly not gifted in this area, so perhaps that explains matters. These proofs are, however, brilliant. And there’s something to be said — as you noted in your recent Kabbalah post (BTW, you might want to look at the Bahir, rather than the Zohar, since the former has a fully worked out cosmogony and metaphysics, which is only hinted at, or referenced in the latter; needless to say, its heavily neo-platonic)– for mathematical mysticism (although the mathy part of Kabbalah never struck me as very ‘deep’ — numerology isn’t really math, and assigning numbers to letters, etc = a code, nothing more). It’s not by accident that Cantor uses the Aleph to designate cardinality.

    Anyway, I’d be interested to see wht you come up with, vis-à-vis Spinoza, Cantor, and Badiou. The most problematic figure for Badiou is, of course, Spinoza. For the latter, there is no void, and that pretty much topples the whole Badiouean edifice. It’s also why Badiou’s discussion of Spinoza in Being and Event is so stilted, I think, so uncharacteristically non-philosophical. But maybe that’s just me.

    Now that I think of it, Might I make a suggestion? Perhaps your work needn’t fuss so much over lines of influence. Who read what is always interesting. But in the grand scheme of things what counts is rational reconstruction: the ability to reconstruct a position without necessarily relying on the materials provided by a given text. If you were engaged in such a reconstruction, you only need to show structural or functional isomorphisms amongst some set of thinkers’ ideas in order to assimilate them, rather than worrying about pesky things like history and influence. To his credit, Badiou tries to use set theory in this way (it’s also why his ‘history’ of philosophy is so wonky). My beef with him has been that he doesn’t do such a hot job of it — the rational reconstruction via set theory that is. At best, all he achieves is a metaphorical or analogical relationship between set-theory and his 3 domains. He never really establishes isomorphisms.

    But enough for now. Tell me what you think

  14. 2009 June 24
    kvond permalink

    Alexei,

    It is precisely that Spinoza presents such a great problem for Badiou, yet also hold a distinct disagreement with Cantor (with whom Badiou sees some continuity) on the issue of pantheism that the Spinoza/Cantor/Badiou progression seems most intersting to me. In it we can get to a distinct subversion of Badiou’s assumption about sets.

    I have an excellent article on Spinoza’s influence on Cantor if you would be interested in it. I’ll email it to you: kvond@earthlink.net

    I would be very interested in anything you might read in this line. It is not so much the question of influence, but of conscious divergence. For instance Cantor turns away from Spinoza distinctly on the issue of supposed existence of the Transfinite or more precisely the “Actual Infinite in abstracto” which he feels he does not distinguish clearly. While Badiou seems to disagree with Cantor on the question of the grounding of finite sets themselves, placing him with some affinity to Spinoza’s original position. It seems, at least to me, that Badiou’s “improvement” on Cantor bears some homology to Spinoza’s pre-Cantorian treatment of infinite though delimited sets, with ultimately Spinoza’s pantheism (the very thing that Cantor was worried about) playing something of a definitive role.

    In any case, if you would like to think along with this which is at a pretty primative stage of intutions, I’ll foward you the article.

    the best, Kevin

  15. 2009 June 24

    I’ve sent you an email, Kevin. And I look forward to flipping through your paper.

  16. 2009 June 24
    kvond permalink

    So sorry (though it seems that you figured it out, but for others), the email is kvdi@earthlink.net . I’ll send it on.

    K.

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